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FINRA Awards for Spencer Sax

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0235008/24/2015Claimant(s): Victor Connor
Claimant Lawyers(s): Spencer Sax
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Caroline K. Hall
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
Expungement

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