Potomac Analytics' Logo

FINRA Awards for Associated Securities Corp.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0120403/07/2024Claimant(s): Laif Meidell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): Registered Corporate Agent
Arbitrator(s): Mary Margaret Bush
Hearing Site: Reno, NV
08-0187406/29/2010Claimant(s): Associated Financial Group.
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): Thomas Ensign, Associated Securities Corp.
Respondent Lawyers(s): G. Thomas Fleming, Thomas Ensign
Arbitrator(s): Charles D. Underwood, David W. Stanton, Erick R. Zanner
Hearing Site: Columbus, OH
07-0325211/12/2008Claimant(s): Richard McFarland
Claimant Lawyers(s): Richard McFarland
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): Teri Zimon
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA

3 Results

Display: