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FINRA Awards for David J. Dahl

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0153306/05/2018Claimant(s): James Piff
Claimant Lawyers(s): Michael Davis
Respondent(s): John Clarke, Kevin Gillespie, Midtown Partners
Respondent Lawyers(s): Saul Roffe
Arbitrator(s): James J. Stamos, David J. Dahl, Frances P. Kao
Hearing Site: Chicago, IL
15-0247811/18/2016Claimant(s): Craig Urban
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Anna Wermuth
Arbitrator(s): Ray J. Grzebielski, Sal Presti, David J. Dahl
Hearing Site: Chicago, IL
07-0237711/19/2008Claimant(s): Shirish Shah
Claimant Lawyers(s): Mitchell Kline
Respondent(s): Nilam Patel, New York Life Insurance
Respondent Lawyers(s): David S. Baffa, Michael A. Warner
Arbitrator(s): Arne R. Rode, Mitchell Lee Marinello, David J. Dahl
Hearing Site: Chicago, IL

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