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FINRA Awards for Timothy Hartman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0050308/02/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Timothy Hartman
Respondent Lawyers(s): Timothy Neal Hartman
Arbitrator(s): Lester Friedman
Hearing Site: Reno, NV
08-0020007/23/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Crystal Masset, Steve Russell, Timothy Hartman
Respondent Lawyers(s): Diane C. Fischer, Mark H. Gunderson
Arbitrator(s): Helen Marinak Blohm, Jeffrey M. Allen, Edward J. Harkins
Hearing Site: Reno, NV

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