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FINRA Awards for William Keith Watanabe

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0339704/28/2015Claimant(s): David Olson
Claimant Lawyers(s): William Keith Watanabe
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Jeffrey A. Sonshine, Howard D. Jacob, Evan L. Gordon
Hearing Site: New York, NY

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