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FINRA Awards for Seth E. Lipner

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0075904/04/2014Claimant(s): Edward Dulin
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie Ronen
Arbitrator(s): Richard Marc Weinroth, Peter Joseph Kalman, W. Michael Kelley
Hearing Site: Phoenix, AZ

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