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FINRA Awards for Lisa Sue Fildes

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0064404/13/2016Claimant(s): Alvin Hill
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Lee Hornberger, Gail Katherine Barski-McCracken, Lisa Sue Fildes
Hearing Site: Detroit, MI

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