FINRA Awards for Kenneth J. Kelly

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00837	03/20/2024	Claimant(s): Ryan Nelson Claimant Lawyers(s): Neil S. Binder Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Joan Maxine Secofsky, Emily M. Altman, Harvey E. Benjamin Hearing Site: New York, NY
21-02961	12/04/2023	Claimant(s): John Dabbs Claimant Lawyers(s): David Wechsler Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Richard W. Vallario, Carol Maria Luttati, Michael Casali Hearing Site: New York, NY
12-00327	01/30/2013	Claimant(s): Craig Meisner, David Taylor, Ravi Nursey, Thomas Roth, Timothy Madigan, Vincent Parisot Claimant Lawyers(s): James M. Griffin Respondent(s): Commerz Markets LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, James M. Rhodes Hearing Site: New York, NY
10-01617	02/24/2011	Claimant(s): Timothy Burnett Claimant Lawyers(s): Timothy Burnett Respondent(s): Dresdner Kleinwort Securities LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): James N. Baxter, Martin A. Edelstein, David Serko Hearing Site: New York, NY
09-03493	01/25/2011	Claimant(s): Amy Dunn, Brian Langille, Christian Miller, Ricardo Zulliger, Tanya Lincevski, Vincent Bilello, Vincent Faust Claimant Lawyers(s): James M. Griffin Respondent(s): Dresdner Kleinwort Securities LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Gary W. Sherbell, Edwin H. Nordlinger, Kyle Maldiner Hearing Site: New York, NY