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FINRA Awards for Earl Marquardt

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0233905/19/2023Claimant(s): Earl Marquardt
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI

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