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FINRA Awards for Thomas Graham

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0312205/14/2018Claimant(s): James Biggar, Thomas Graham
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Steven Irving Platt
Hearing Site: Baltimore, MD

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