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FINRA Awards for Daniel Ray

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0123711/06/2024Claimant(s): Daniel Ray
Claimant Lawyers(s): Daniel Patrick Ray
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kristine R. Thomson
Arbitrator(s): David I. Levine, Philip Aaron Tymon, Laura A. Kaster
Hearing Site: Detroit, MI

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