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FINRA Awards for Thomas Alley

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0028007/25/2018Claimant(s): Thomas Alley
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO

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