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FINRA Awards for Shane Springman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0137108/01/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Shane Springman, William Brennan
Respondent Lawyers(s): David M. Foster
Arbitrator(s): Stuart Sinai
Hearing Site: Detroit, MI

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