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FINRA Awards for Harry J Saginaw

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0193811/07/2019Claimant(s): Samco Capital Markets.
Claimant Lawyers(s): Jason M. Hopkins
Respondent(s): Apex Clearing Corporation
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Harry J Saginaw, Richard Frederick Schaufert, Oddur Sigurdsson
Hearing Site: Dallas, TX
15-0002912/24/2015Claimant(s): Jason Taylor
Claimant Lawyers(s): Willard Knox
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Harry J Saginaw
Hearing Site: Dallas, TX
12-0115509/12/2012Claimant(s): David Chilcoat
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Donald Jackson
Respondent Lawyers(s): Donald Jackson
Arbitrator(s): Harry J Saginaw, George F. Longino, Theodore Mack
Hearing Site: Dallas, TX
Expungement

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