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FINRA Awards for David Buffa

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0195201/16/2018Claimant(s): Brian Cain
Claimant Lawyers(s): David Buffa
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brooks White
Hearing Site: New York, NY

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