Potomac Analytics' Logo

FINRA Awards for Stephen J. Scherf

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0326105/14/2020Claimant(s): Gary Plessl, Kevin Houser
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplan
Arbitrator(s): John J. Jordan, Dale A. Pope, Stephen J. Scherf
Hearing Site: Philadelphia, PA
08-0465710/02/2009Claimant(s): Stanley Gregor
Claimant Lawyers(s): Joseph Sullivan
Respondent(s): Commerce Capital Markets.
Respondent Lawyers(s): Joseph G. Antinori
Arbitrator(s): Benham Fuhrman, John James McGovern, Stephen J. Scherf
Hearing Site: Philadelphia, PA

2 Results

Display: