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FINRA Awards for Joseph Bazbaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0504106/03/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Joseph Bazbaz
Respondent Lawyers(s): Joseph Bazbaz
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX

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