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FINRA Awards for Richard Maxey

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0173801/14/2019Claimant(s): Richard Maxey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Valic Financial Advisors.
Respondent Lawyers(s): Chad Weaver, Cora E. MacLean
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA

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