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FINRA Awards for Carla Fisher

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0078401/25/2013Claimant(s): Michael Kloc
Claimant Lawyers(s): Leslie Wybiral
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Jerry Schuchman, Timothy Towles Stevens, Carla Fisher
Hearing Site: Philadelphia, PA

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