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FINRA Awards for Montie G. Grimes

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0133306/23/2023Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Joshua Maniscalco
Respondent Lawyers(s): Joshua P. Maniscalco
Arbitrator(s): Samuel Olutola Akeju, Montie G. Grimes, Peter Ntephe
Hearing Site: Houston, TX
$641,262
22-0242106/20/2023Claimant(s): Paolo Thompson
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Leslie Bernard Jallans, Lynne M. Gomez, Montie G. Grimes
Hearing Site: Houston, TX
14-0283908/05/2016Claimant(s): Michael Taylor
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Maryanne M. Esser, Montie G. Grimes, Thomas D. Cordell
Hearing Site: Houston, TX

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