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FINRA Awards for David M. Saperstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0154803/15/2018Claimant(s): Paisu Kang
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
17-0097011/28/2017Claimant(s): Curtis Whipple
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI

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