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FINRA Awards for Susan Moore

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0267906/11/2021Claimant(s): Susan Moore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Frances Johnson Wright
Hearing Site: Birmingham, AL
16-0220601/30/2017Claimant(s): Susan Moore
Claimant Lawyers(s): Joel M. Everest
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Neil Harvey Smith
Hearing Site: Birmingham, AL

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