Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02847 | 07/12/2024 | Claimant(s): Thomas Pusser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Richard P. Regan Hearing Site: Richmond, VA | ||
| 21-01933 | 03/16/2022 | Claimant(s): Aubrey Rosser III Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Richard P. Regan Hearing Site: Washington, DC | ||
| 21-01154 | 12/09/2021 | Claimant(s): Michael Bolen Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Richard P. Regan, Ezio Borchini, Christopher M. McMurray Hearing Site: Washington, DC | ||
| 20-03049 | 03/29/2021 | Claimant(s): John Cortale Claimant Lawyers(s): Matthew R. Kaufmann Respondent(s): JHS Capital Advisors Respondent Lawyers(s): John Kelliher Arbitrator(s): Richard P. Regan Hearing Site: Washington, DC |