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FINRA Awards for Krittibas Ray

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0138309/08/2008Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Krittibas Ray
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Mary Curran, Robert G. Miller, Jerold R. Babin
Hearing Site: San Francisco, CA

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