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FINRA Awards for Charles M. O'Rourke

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0037802/05/2024Claimant(s): Martin Cummins
Claimant Lawyers(s): R. Zachary Gelber
Respondent(s): William Moreno, Revere Securities LLC
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s):
Hearing Site: New York, NY
21-0287708/10/2022Claimant(s): Christopher Fess
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Walnut Street Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Robert L. Chisolm, William Stephen Lee, Mary Elizabeth Skelnik
Hearing Site: Little Rock, AR

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