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FINRA Awards for Jan Preece Gaddis

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0219103/28/2012Claimant(s): Wachovia Securities
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Jan Preece Gaddis, Billy H. Ware, Charles W. Adams
Hearing Site: Oklahoma City, OK

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