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FINRA Awards for James Queen

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0456508/11/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Alicia Y. Hou
Respondent(s): James Queen
Respondent Lawyers(s): James Allen Queen
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
10-0559204/29/2011Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): James Queen
Respondent Lawyers(s): James Allen Queen
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA

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