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FINRA Awards for Mark Berthiaume

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0400007/15/2014Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Tejas Securities Group., Westech Capital Corp.
Respondent Lawyers(s): Mark Berthiaume
Arbitrator(s): Saul Scheier, Stephen J. Patti, Bernard Lieberman
Hearing Site: New York, NY

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