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FINRA Awards for Joshua K Bromberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0103708/16/2018Claimant(s): Bruce Plyer
Claimant Lawyers(s): Joshua K Bromberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Fred S. Pieroni, Marvin Schleyer, Paul Allan Massaro
Hearing Site: Newark, NJ

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