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FINRA Awards for Rochelle Friedman Walk

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0195608/19/2016Claimant(s): David George
Claimant Lawyers(s): Robert Savage
Respondent(s): Eagle Asset Management. CRD 110653, Eagle Fund Distributors.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Langfred W. White, Thomas Roe Oldt, Rochelle Friedman Walk
Hearing Site: Tampa, FL
14-0121003/17/2015Claimant(s): Quentin Anderson
Claimant Lawyers(s): Richard L. Grant
Respondent(s): Raymond, James & Associates., Eagle Asset Management, Eagle Fund Distributors.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Randall T. Stack, Muriel Desloovere, Rochelle Friedman Walk
Hearing Site: Tampa, FL

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