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FINRA Awards for Brian David Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0426607/03/2019Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Brian Williams
Respondent Lawyers(s): Brian David Williams
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO

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