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FINRA Awards for James Rossi

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0203501/07/2008Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): James Rossi
Respondent Lawyers(s): James David Rossi
Arbitrator(s): W. Jeffrey Weinlandt
Hearing Site: New York, NY

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