Potomac Analytics' Logo

FINRA Awards for Vestax Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0140602/23/2022Claimant(s): Elinor Ho
Claimant Lawyers(s): Tad Burton
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
19-0369409/14/2020Claimant(s): Paul Ewing
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): Richard Dunstan
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Kansas City, MO
16-0300712/15/2017Claimant(s): John Pitz
Claimant Lawyers(s): Christopher D. Pham
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN
16-0312609/08/2017Claimant(s): David Boike
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Vestax Securities Corporation
Respondent Lawyers(s): David Smitham
Arbitrator(s): Gail K. Barski-McCracken
Hearing Site: Detroit, MI

4 Results

Display: