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FINRA Awards for Stephen F. Boutin

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0502806/12/2013Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Steven Stahlberg
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Laurel Littman Gothelf, Herbert L. Brown, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
10-0143304/04/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kenneth Meyers
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Mark S. Priver
Hearing Site: San Francisco, CA
08-0503211/29/2012Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Thomas Sullivan
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Mary H. Evans, Peter Anthony Sigal
Hearing Site: San Francisco, CA
10-0179312/20/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Rick Hansen
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA

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