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FINRA Awards for John B. Roe

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0139501/11/2018Claimant(s): John Santi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): John B. Roe
Hearing Site: Memphis, TN

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