Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02619 | 08/22/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Douglas W. Hyman Respondent(s): James Dowd Respondent Lawyers(s): David A. Conti Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, James R. Collins Hearing Site: Boston, MA | ||
| 07-01736 | 01/05/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): David L. Ward Respondent(s): James Dowd, John McMahon, Morgan Stanley & Co., Mark Brown, Todd Walker Respondent Lawyers(s): Michael L. Chinitz, Michael L. Rosen Arbitrator(s): John R. Thompson, Sandor I. Rabkin, Thomas J. Horack Hearing Site: Boston, MA |