FINRA Awards for Brant Ferguson

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00553	05/09/2023	Claimant(s): Brant Ferguson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Esq. Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
22-00679	06/09/2022	Claimant(s): Andrew Oconnell, Brant Ferguson, Cory Durham Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX