Potomac Analytics' Logo

FINRA Awards for William Montgomery

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0046704/10/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): William Montgomery
Respondent(s): Bruce Davis
Respondent Lawyers(s): Bruce Lavar Davis
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
08-0465602/22/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Manoj R. Andalkar
Respondent(s): Michael Sheriff
Respondent Lawyers(s): Michael Andrew Sheriff
Arbitrator(s): Vaughn Thomas Hale, William Montgomery, Bryan L. Herrmann
Hearing Site: Los Angeles, CA
08-0445002/02/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): D. Daxton White
Respondent(s): Derek Difani
Respondent Lawyers(s): Derek J. Difani
Arbitrator(s): William Montgomery
Hearing Site: Los Angeles, CA

3 Results

Display: