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FINRA Awards for Charles B. LaChaussee

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0091402/20/2019Claimant(s): Trenchant Funds USA LLC
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff
Hearing Site: New York, NY
15-0244912/28/2016Claimant(s): Thomas Murphy
Claimant Lawyers(s): Donald Potter
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Edward Banian, Constance Ellen Boukidis, Eric Gad Forster
Hearing Site: Los Angeles, CA
12-0246909/25/2013Claimant(s): Michael Farah
Claimant Lawyers(s): David S. Harrison
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Philip W. Burge, Robert F. Saint-Aubin, Thomas R. Watkins
Hearing Site: Los Angeles, CA

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