FINRA Awards for Peter Marketos

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01549	04/26/2018	Claimant(s): Peter Marketos Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Oppenheimer & Co.., Raymond, James & Associates. Respondent Lawyers(s): John T. McGuire, Robert M. Rudnicki Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY
17-01537	04/05/2018	Claimant(s): Peter Marketos Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Oppenheimer & Co.., Raymond, James & Associates. Respondent Lawyers(s): Ralph T. Izzo, Robert M. Rudnicki Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY