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FINRA Awards for Felipe Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0404303/03/2020Claimant(s): Felipe Rodriguez
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Susanne J. Hollander
Hearing Site: Miami, FL

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