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FINRA Awards for Theodore W. Wrobleski

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0431807/11/2013Claimant(s): Patricia Reider
Claimant Lawyers(s): Patricia Reider
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Cohen
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
12-0314104/16/2013Claimant(s): James Zastrow, UBS Financial Services Inc.
Claimant Lawyers(s): Payne L. Templeton
Respondent(s): Mirzi T. Maras Revocable Trust
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Robert W. Edler, Theodore W. Wrobleski, Michael Stephen Knight
Hearing Site: Chicago, IL
Expungement
09-0547703/28/2011Claimant(s): Roy Cook, Oak Brook Strategic Investment Advisors
Claimant Lawyers(s): Ruth I. Major
Respondent(s): Baker Tilly Capital, Baker Tilly Investment Advisors, Baker Tilly Virchow Krause, LLP
Respondent Lawyers(s): Kevin D. McHugh
Arbitrator(s): Alan E. Case, Theodore W. Wrobleski, Joseph D. Savino
Hearing Site: Chicago, IL

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