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FINRA Awards for Gray Daus

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0143303/01/2018Claimant(s): Gray Daus
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Katherine McGrail
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Charlotte, NC
10-0104703/30/2010Claimant(s): BB&T Investment Services.
Claimant Lawyers(s): T.Jonathan Adams
Respondent(s): Wells Fargo Advisors, Gray Daus
Respondent Lawyers(s): David W. Erb
Arbitrator(s): Robert S. Zuckerman, Robert A. Ames, Celeste A. Beron
Hearing Site: Charlotte, NC

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