FINRA Awards for Marlon R. Smith

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04090	06/22/2011	Claimant(s): Lehman Brothers Holdings Inc. as assigne Claimant Lawyers(s): Barry S. Gold Respondent(s): Marlon Smith Respondent Lawyers(s): Marlon R. Smith Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY