FINRA Awards for Zachary Scott Rigdon

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01338	12/12/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Robert B. Ericson Respondent(s): William McClendon Respondent Lawyers(s): Joseph A. Salazar Arbitrator(s): John J. Flynn, Edwin C. Shiver, Zachary Scott Rigdon Hearing Site: San Francisco, CA
11-00694	04/22/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Henrique Berger Respondent Lawyers(s): Henrique Berger Arbitrator(s): Jane Bradley, Susan B. Gans-Smith, Zachary Scott Rigdon Hearing Site: San Francisco, CA