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FINRA Awards for Julie H. Firestone

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0033803/24/2016Claimant(s): Alexander Barned
Claimant Lawyers(s): Michael A. Brockland
Respondent(s): Kevin Bachmann
Respondent Lawyers(s): Julie H. Firestone
Arbitrator(s): Gerald M. Gifford, Douglas G. Plank, Steven Eric Brandes
Hearing Site: Minneapolis, MN
10-0230805/26/2011Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Julie H. Firestone
Respondent(s): Brett Bauer
Respondent Lawyers(s): Brett Bauer
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
09-0167003/10/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Julie H. Firestone
Respondent(s): Lance Morque
Respondent Lawyers(s): Bruce N. Crawford
Arbitrator(s): Roger D. Johnson, Craig A. Gordon, Laura Kate Wennik
Hearing Site: Minneapolis, MN

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