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FINRA Awards for Denise Rocchio

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0477103/11/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): Denise Rocchio
Respondent Lawyers(s): Denise Rocchio
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY

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