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FINRA Awards for Steven K. McGinnis

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0205403/25/2008Claimant(s): Amy Feng
Claimant Lawyers(s): Thomas E. Duckworth
Respondent(s): JMP Securities LLC
Respondent Lawyers(s): David P. Borovsky & Howard Garfield
Arbitrator(s): William W. Haskell, Gail Killefer, Steven K. McGinnis
Hearing Site: San Francisco, CA

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