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FINRA Awards for Andrew Worthington

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0123512/31/2015Claimant(s): Andrew Worthington, Thomas Lips
Claimant Lawyers(s): Lawrence E. Fenster
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Lincoln W. Craighead, Robert E. Anderson, Marissa A. Santangelo
Hearing Site: Hartford, CT

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