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FINRA Awards for Charles Maxwell Cox

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0320403/28/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason Warner
Respondent(s): Charles Cox
Respondent Lawyers(s): Charles Maxwell Cox
Arbitrator(s): Tina E. Patterson
Hearing Site: Charleston, WV

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